Katherine Nicole Mangiardi

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2003 → 01/2020
  Wfg
  Oakbrook Terrace, IL
• 08/2012 → 01/2020
  Heartland Institute Of Financial Education
  Greenwood Village, CO
• 12/2016 → 01/2020
  Transamerica Financial Advisors, Inc.
  Oakbrook Terrace, IL
• 07/2019 → 01/2020
  Fierce Females Llc
  Glen Ellyn, IL
• 01/2020 → 01/2022
  Fidelity Brokerage Services Llc
  Naperville, IL
• 04/2022 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2020-12-15 → 2022-01-25
  Fidelity Personal And Workplace Advisors
  Naperville, IL

Other Businesses

Fierce Females LLC; Investment Related/No; 22W065 Glen Valley Dr. Glen Ellyn, IL 60137; CEO / Owner personal venture, podcasting interviewing women entrepreneurs. Not talking about empowerment. not collecting money or fees, and not making money off the event or podcasting; 15 hrr/month; 1hr during securities trading; booking podcast women. networking events

Exams

• S66 Uniform Combined State Law Examination
  2020-09-29
• S63 Uniform Securities Agent State Law Examination
  2004-05-14

Other Names

• Katherine Nicole Mangiardi Gurrieri
• Katherine Mangiardi Gurrieri