Allen Ross Tollett

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2009-10-20 → 2010-02-17
  Signator Financial Services, Inc.
  Bellevue, WA
  Fritch, TX
• 2005-04-19 → 2009-09-30
  Valic Financial Advisors, Inc.
  Austin, TX
  Lubbock, TX
  Borger, TX
• 2004-04-16 → 2005-04-14
  Mml Investors Services, Llc
  Borger, TX

Other Businesses

LIFE INSURANCE/ANNUITIES POSITION: AGENT NATURE: SELL LIFE INSURANCE PRODUCTS, MEDIGAP INSURANCE AND ADVTANTAGE PLANS. INVESTMENT RELATED: NO HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 10/01/2009 ADDRESS: PO BOX 1493, FRITCH TX 79036 DESCRIPTION: SOLICIT AND SERVICE LIFE INSURANCE/ANNUITY PRODUCTS FOR INDIVIDUALS AND GROUPS, Offer Medicare supplement insurance and Medicare Advantage Plans to qualified recipients. PRE-PAID LEGAL POSITION: ASSOCIATE NATURE: MARKET PREPAID LEGAL SERVICES AND IDENITY THEFT PROTECTION. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 10/10/2011 ADDRESS: 315 ROMERO ST, FRITCH TX 79036 DESCRIPTION: SOLICIT AND MAINTAIN MEMBERSHIPS IN PRE-PAID LEGAL SERVICES, INC. FAMILY OWNED INCORPORATED FARM POSITION: SECRETARY NATURE: FARM IS LEASED TO FARMER WHO RAISES CROPS FOR SALE IN AGRICULTURE MARKET. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/06/1992 ADDRESS: PO BOX 702, OLTON TX 79064 DESCRIPTION: I MEET WITH SHAREHOLDERS ONCE A YEAR TO APPROVE LEASING OF FARM AND DISCUSS ON AN AS NEEDED BASIS EXPENDITURES THAT MUST BE MADE TO MEET THE FARM'S OBLIGATIONS TO THE LEASE ARRANGEMENT. TOLLETT FINANCIAL,Is Investment Related,,DBA/Financial Services,Registered Rep,2010-02-19,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/FINANCIAL SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2004-04-02

Other Names

• Art Tollett