Paul Harney

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2017
  Investment Professionals, Inc.
  San Antonio, TX
• 01/2017 → 05/2022
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2017 → 05/2022
  Condon Wealth Management
  Plymouth, MA
• 05/2022 → 10/2023
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 01/2025 → Present
  Lpl Enterprise
  Warwick, RI
• 10/2023 → 01/2025
  Unemployed
  East Falmouth, MA

Previous Registrations

• 2022-06-16 → 2023-10-27
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2017-02-06 → 2022-06-02
  Condon Wealth Management, Inc.
  Plymouth, MA
• 2014-10-27 → 2017-01-05
  Investment Professionals, Inc.
  Falmouth, MA
  Falmouth, MA
  San Antonio, TX
  San Antonio, TX
• 2014-01-28 → 2014-10-20
  Planmember Securities Corporation
  Farmingville, NY
  East Falmouth, MA
• 2007-10-15 → 2014-01-06
  Investment Advisors Asset Management, Llc
  Easton, PA

Other Businesses

1. 01/02/2025 - St. Joseph, Guardian of the Holy Family Parish - Outside/W-2 Employment - NOT INV REL - East Falmouth, MA, - Start Date 10/12/2013 - 25hrs/MTH 2. 01/02/2025 - Paul Harney - Non-Variable Insurance - NOT INV REL - East Falmouth, MA, Start Date 07/01/2004 - 30hrs/MTH

Exams

• S66 Uniform Combined State Law Examination
  2004-04-26

Other Names

• Paul Harney
• Paul Joseph Harney