Timothy C James

Hantz Financial Services, Inc.

CRD 4751106

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Employer firm

Hantz Financial Services, Inc. CRD 46047

$10.0B regulatory AUM 1,861 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2017-02-03
VA	RA	APPROVED	2017-01-18
MO	RA	APPROVED	2016-02-09
CA	RA	APPROVED	2014-10-14
NC	RA	APPROVED	2013-02-19
FL	RA	APPROVED	2013-02-15
IL	RA	APPROVED	2012-09-25
OH	RA	APPROVED	2011-10-27
MI	RA	APPROVED	2011-02-02

IN RA
APPROVED

Since 2017-02-03
VA RA
APPROVED

Since 2017-01-18
MO RA
APPROVED

Since 2016-02-09
CA RA
APPROVED

Since 2014-10-14
NC RA
APPROVED

Since 2013-02-19
FL RA
APPROVED

Since 2013-02-15
IL RA
APPROVED

Since 2012-09-25
OH RA
APPROVED

Since 2011-10-27
MI RA
APPROVED

Since 2011-02-02

Branch Locations

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hantz Financial Services	Southfield	MI	01/2004	Present

01/2004 → Present

Hantz Financial Services

Southfield, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-05-03
S63	Uniform Securities Agent State Law Examination	2004-02-10

S65 Uniform Investment Adviser Law Examination

2010-05-03
S63 Uniform Securities Agent State Law Examination

2004-02-10

View on SEC IAPD

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