Pei Suen Ng

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Long Beach, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Los Angeles, CA

Previous Registrations

• 2009-06-01 → 2011-11-07
  Morgan Stanley
  Beverly Hills, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
• 2004-04-26 → 2007-04-02
  Morgan Stanley Dw Inc.
  Beverly Hills, CA
  Beverly Hls, CA

Other Businesses

Real Estate Ownership; Multi-Family; 5834 Lime AveLong Beach CA 90805, ,; Not Investment-Related; 09/01/2011 / Multi-Family; 1994 Meyer PlaceCosta Mesa CA 92627, ,; Not Investment-Related; 09/01/2008 / Multi-Family; 4061 4th st, , Riverside, CA, 92501; Not Investment-Related; 03/26/2015 / Multi-Family; 1576 W. 24th St. Los Angeles CA 90007, ,; Investment-Related; 10/01/2015 / Multi-Family; 2nd Ave, , Los Angeles, CA, 90008; Investment-Related; 07/10/2017.

Exams

• S66 Uniform Combined State Law Examination
  2004-03-24

Other Names

• Pei Suen Janice Ng
• Pei Suen Ng
• Pei Suen Janice Ng
• Janice Ng
• Pei Suen Janic Ng