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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-17
TX RA APPROVED 2023-01-17
  • MI RA
    APPROVED
    Since 2023-01-17
  • TX RA
    APPROVED
    Since 2023-01-17

Branch Locations

3590 S. Okemos Road, Okemos, MI 48864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc East Lansing MI 09/2008 Present
  • 09/2008 → Present
    Stifel Nicolaus & Co Inc
    East Lansing, MI
Other Businesses

1. Notary Public; 3590 Okemos Rd Okemos, MI 48864; notarizes for clients through our office.No compensation; Notary; Notarize documents; 06/01/2009; 1hr/yr; During securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-16
S63 Uniform Securities Agent State Law Examination 2004-02-10
  • S65 Uniform Investment Adviser Law Examination
    2023-01-16
  • S63 Uniform Securities Agent State Law Examination
    2004-02-10

View on SEC IAPD

Other Firms

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