Melissa Stewart Wall

Employer firm

Providence Capital Advisors, LLC CRD 174631

$1.07B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Providence Capital Advisors, Llc

4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-09-13

NC RA
APPROVED

Since 2017-09-13

Branch Locations

4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America	Charlotte	NC	08/2004	09/2017
Providence Capital Advisors, Llc	Charlotte	NC	09/2017	Present

08/2004 → 09/2017

Bank Of America

Charlotte, NC
09/2017 → Present

Providence Capital Advisors, Llc

Charlotte, NC

Previous Registrations

2004-01-27 → 2004-08-18

Deloitte Investment Advisors Llc

Charlotte, NC

Other Businesses

MELISSA S. WALL; 3340 MOUNTAINBROOK RD, CHARLOTTE 28210; SINCE 2/2011; NOT INVESTMENT RELATED; TAX PREPARER/SCHEDULE FEE BUSINESS; SEASONALLY 30 HRS/MO, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-12-17
S63	Uniform Securities Agent State Law Examination	2003-12-11

S65 Uniform Investment Adviser Law Examination

2003-12-17
S63 Uniform Securities Agent State Law Examination

2003-12-11

Designations

Certified Financial Planner

Other Names

Melissa Wall
Melissa Stewart Wall
Melissa Michelle Stewart

View on SEC IAPD