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Melissa Stewart Wall

Providence Capital Advisors, LLC

Charlotte, NC

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Current Employers
Providence Capital Advisors, Llc

4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-09-13
  • NC RA
    APPROVED
    Since 2017-09-13

Branch Locations

4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Charlotte NC 08/2004 09/2017
Providence Capital Advisors, Llc Charlotte NC 09/2017 Present
Previous Registrations
  • 2004-01-27 → 2004-08-18
    Deloitte Investment Advisors Llc
    Charlotte, NC
Other Businesses

MELISSA S. WALL; 3340 MOUNTAINBROOK RD, CHARLOTTE 28210; SINCE 2/2011; NOT INVESTMENT RELATED; TAX PREPARER/SCHEDULE FEE BUSINESS; SEASONALLY 30 HRS/MO, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-17
S63 Uniform Securities Agent State Law Examination 2003-12-11
  • S65 Uniform Investment Adviser Law Examination
    2003-12-17
  • S63 Uniform Securities Agent State Law Examination
    2003-12-11
Designations
Other Names
  • Melissa Wall
  • Melissa Stewart Wall
  • Melissa Michelle Stewart

View on SEC IAPD

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