Best Investors Account Sign in

Orville Frank Mohler

Raymond James & Associates, Inc.

Orange, CA

Troy, MI

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-24
  • CA RA
    APPROVED
    Since 2018-12-24

Branch Locations

Orange, CA • United States

1152 E. Long Lake Road, Troy, MI 48085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securites Inc Fullerton CA 07/2014 03/2017
Mml Investors Services, Llc Charlotte NC 03/2017 05/2018
Pruco Securties, Llc Los Alamitos CA 09/2018 11/2018
Prudential Insurance Company Of America Los Alamitos CA 09/2018 11/2018
Unemployed Orange CA 05/2018 08/2018
Raymond James & Associates, Inc Orange CA 12/2018 Present
  • 07/2014 → 03/2017
    Metlife Securites Inc
    Fullerton, CA
  • 03/2017 → 05/2018
    Mml Investors Services, Llc
    Charlotte, NC
  • 09/2018 → 11/2018
    Pruco Securties, Llc
    Los Alamitos, CA
  • 09/2018 → 11/2018
    Prudential Insurance Company Of America
    Los Alamitos, CA
  • 05/2018 → 08/2018
    Unemployed
    Orange, CA
  • 12/2018 → Present
    Raymond James & Associates, Inc
    Orange, CA
Previous Registrations
  • 2018-09-12 → 2018-11-29
    Pruco Securities, Llc.
    Irvine, CA
    Los Alamitos, CA
  • 2017-03-25 → 2018-05-08
    Mml Investors Services, Llc
    Orange, CA
    Charlotte, NC
  • 2016-04-18 → 2017-03-25
    Msi Financial Services, Inc.
    Orange, CA
    Somerset, NJ
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-11
S63 Uniform Securities Agent State Law Examination 2004-04-09
  • S66 Uniform Combined State Law Examination
    2016-03-11
  • S63 Uniform Securities Agent State Law Examination
    2004-04-09
Other Names
  • Orv Mohler
  • Orville Frank Mohler
  • Orville Frank Mohler

View on SEC IAPD

More in Orange, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor