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400 West Metro Park, Rochester, NY 14623 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-20 |
| CT | RA | APPROVED | 2017-05-24 |
Branch Locations
400 West Metro Park, Rochester, NY 14623 • United States
327 Church Street, Naugatuck, CT 06770 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Stamford | CT | 07/2009 | 03/2017 |
| Mml Investors Services | Stamford | CT | 08/2009 | 03/2017 |
| Lifemark Securities Corp. | Rochester | NY | 05/2017 | Present |
| Chittenden Group | Naugatuck | CT | 04/2017 | Present |
CHITTENDEN-WARWICK INSURANCE GROUP, INV.RELATED, 1087 Federal Rd. STE 9, Brookfield, CT 06804, INSURANCE SALES AND SERVICE FOR VARIOUS CARRIERS, POSITION:AGENT/BROKER, BEGAN 04/2017, 20 HRS MONTH, 10 HRS MONTH DURING TRADING HRS, DUTIES: SALES & SERVICE OF INSURANCE AND GROUP BENEFITS PRODUCTS FOR VARIOUS CARRIERS / CHITTENDEN FINANCIAL SERVICES,DBA,327 Church St. Naugatuck, CT 06770, INVESTMENT RELATED, USE THIS DBA IN SALES OF SECURITIES PRODUCTS THROUGH LIFEMARK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-08 |
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