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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-21
  • TX RA
    APPROVED_RES
    Since 2014-10-21

Branch Locations

280 Congress St Suite 1300, Boston, MA 02210 • United States

Manchester, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Boston MA 01/2004 Present
Mml Investors Services, Llc Boston MA 01/2004 Present
Other Businesses

1)NAME: WILLIAM CONDON INV REL: Y ADD: 101 FEDERAL ST. SUITE 800, BOSTON MA 02110 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES START DATE: 2011 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE, INDIVIDUAL AND GROUP HEALTH..2)NAME: WILLIAM CONDON INV REL: Y ADD: 167 W 7TH ST., SOUTH BOSTON, MA 02127 NATURE: SIMPLE RENTAL PROPERTY- RENTAL INCOME POSITION: OWNER START DATE: 2014 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: RENT AND MAINTAIN APARTMENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-05
S63 Uniform Securities Agent State Law Examination 2004-02-10
  • S65 Uniform Investment Adviser Law Examination
    2004-04-05
  • S63 Uniform Securities Agent State Law Examination
    2004-02-10

View on SEC IAPD

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