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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-17
WA RA APPROVED 2015-04-17
  • TX RA
    APPROVED
    Since 2015-04-17
  • WA RA
    APPROVED
    Since 2015-04-17

Branch Locations

1604 Hewitt Avenue Suite 601, Everett, WA 98201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Everett WA 04/2015 Present
Previous Registrations
Other Businesses

1) KIRK FAMILY INC; 332 Cambrae Dr, Camano Island, WA 98282; Coffee Business; Partial Owner; 4/1/2005; Business hours per month: 2 /// 2) CAMANO STORAGE; 72 NE Camano Dr, Camano Island, WA 98282; Storage; Proprietor/owner; Owner; 1/15/2020; Business hours per month: No /// 3) KIRKPATRICK INVESTMENTS LLC; 13304 3rd Ave NE, Tulalip, WA 98271; LLC that owns the business of Camano Storage; Other; Managing Member of LLC; My wife will run this business so I'll have no role in the day to day; 4/1/2020; Business hours per month: No /// 4) SKK HOLDING LLC; 13304 3rd Ave NE, Tulalip, WA 98271; LLC for a storage business property parcel; Other; LLC managing member; My wife will run all day to day operations associated with the LLC and I will have no significant duties; 4/1/2020; Business hours per month: No /// 5) KIRKPATRICK HOLDINGS LLC; 13304 3rd Ave NE, Tulalip, WA 98271; LLC for the property owned by Camano Storage; Other; Managing member of LLC; I will perform no duties. This LLC is in connection with my wife's storage business; 4/1/2020; Business hours per month: No /// 6) K&G HOLDINGS; 13304 3rd Ave NE, Tulalip, WA 98271; Real Estate, Storage; Proprietor/owner; Getting operational; 10/1/2017; Business hours per month: No /// 7) KK Capital/ investment related?:yes /1127 140th ST NW, Tulalip, WA, 98271/ Partnership/ Property rental/ Collect Rent payments/ start date: 8/15/2015 / Time reqd during working hours?: no /// 8) Sapphire Storage / Company / RV Storage / Proprietor / owner 9) Name of Business: Camano Storage./ Address: 72 NE Camano Dr Camano Island, Island WashingtonUnited States 98282./ Investment Related: Yes./ Nature: Storage./ Role: Proprietor / owner./ Duty: Owner./ Start Date: 1/15/2020./ Hours Devoted; No./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-28
  • S66 Uniform Combined State Law Examination
    2004-04-28

View on SEC IAPD

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