James Carl Ryan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-08-27
FL	RA	APPROVED	2020-08-25

TX RA
APPROVED

Since 2020-08-27
FL RA
APPROVED

Since 2020-08-25

Branch Locations

4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States

St. Petersburg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Temple Terrace	FL	06/2020	Present
Kalamazoo Olive Company Llc	St Petersburg	FL	01/2010	05/2020
Morgan Stanley Private Bank, N.A	New York	NY	12/2020	Present

06/2020 → Present

Morgan Stanley

Temple Terrace, FL
01/2010 → 05/2020

Kalamazoo Olive Company Llc

St Petersburg, FL
12/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2007-03-14 → 2009-12-31

Raymond James & Associates, Inc.

Kalamazoo, MI

Kalamazoo, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-23

S66 Uniform Combined State Law Examination

2020-08-23

Designations

Certified Financial Planner

View on SEC IAPD