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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-14 |
| TX | RA | APPROVED | 2024-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tampa | FL | 06/2014 | Present |
| Jpmorgan Chase Bank, N.A. | Tampa | FL | 06/2014 | Present |
Entity Name: Diocese of St. Petersburg Investment related: No "Address: PO Box 40200 St. Petersburg, FL 33743-0200 https://www.dosp.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been asked to join the Diocesan Finance Council of the Diocese of St. Petersburg. The Diocese of St. Petersburg is the organization that oversees the local Catholic parishes in west central Florida. There is no connection to JPMC that I am aware of. Entity Name: Academy of Holy Names Dads Club Investment related: Yes "Address: 3319 Bayshore Boulevard, Tampa, Florida 33629 https://www.holynamestpa.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been asked to be the Treasurer of the Dads Club. My role will be to pay bills and report on fundraising progress.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-22 |
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