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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-06
SC RA APPROVED 2024-08-05
  • NC RA
    APPROVED
    Since 2024-08-06
  • SC RA
    APPROVED
    Since 2024-08-05

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services San Diego CA 04/2016 06/2018
J.P. Morgan Securities Llc Lexington KY 06/2018 07/2024
Jp Morgan Chase Bank, N.A. Lexington KY 08/2021 07/2024
Wells Fargo Clearing Services, Llc Charlotte NC 07/2024 Present
Previous Registrations
  • 2018-07-02 → 2024-07-23
    Lexington, KY
    Lexington, KY
    Danville, KY
    Lexington, KY
    Richmond, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Nicholasville, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Richmond, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Louisville, KY
    Crestwood, KY
    Shelbyville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Danville, KY
    Richmond, KY
    Nicholasville, KY
    Lexington, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Shelbyville, KY
    Crestwood, KY
    Louisville, KY
    Athens, OH
    Athens, OH
    Wintersville, OH
    Bellaire, OH
    Bellaire, OH
    East Liverpool, OH
    Marietta, OH
    Marietta, OH
    Belpre, OH
    Huntington, WV
    Barboursville, WV
    Milton, WV
    Scott Depot, WV
    Charleston, WV
    South Charleston, WV
    Elkview, WV
    Charleston, WV
    St. Albans, WV
    Beckley, WV
    Beaver, WV
    Beckley, WV
    Oak Hill, WV
    Clarksburg, WV
    Bridgeport, WV
    Buckhannon, WV
    Wheeling, WV
    Wayne, WV
    Logan, WV
    Chapmanville, WV
    Lexington, KY
    Lexington, KY
    Louisville, KY
  • 2016-04-07 → 2018-06-19
    San Diego, CA
  • 2012-10-01 → 2016-03-30
    Waukegan, IL
    Vernon Hills, IL
    Buffalo Grove, IL
    Vernon Hills, IL
    Arlington Heights, IL
    Palatine, IL
    Mundelein, IL
    Wheeling, IL
    Buffalo Grove, IL
    Buffalo Grove, IL
    Arlington Heights, IL
    Chicago, IL
    Buffalo Grove, IL
    Bannockburn, IL
    Palatine, IL
    Mundelein, IL
    Mount Prospect, IL
    Prospect Heights, IL
    Libertyville, IL
    Buffalo Grove, IL
    Arlington Hts, IL
    San Diego, CA
    Chicago, IL
    San Diego, CA
    Alpine, CA
    Calexico, CA
    San Diego, CA
    Chula Vista, CA
    Chula Vista, CA
    Coronado, CA
    San Diego, CA
    San Diego, CA
    Spring Valley, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    El Cajon, CA
    Bonita, CA
    San Diego, CA
    Imperial Beach, CA
    Lakeside, CA
    San Diego, CA
    El Cajon, CA
    Chula Vista, CA
    San Diego, CA
    Santee, CA
    El Centro, CA
    San Diego, CA
    San Diego, CA
    National City, CA
    Chula Vista, CA
    El Cajon, CA
    San Diego, CA
    San Diego, CA
    Chula Vista, CA
    San Diego, CA
    Chula Vista, CA
    Chula Vista, CA
    San Diego, CA
    La Mesa, CA
    Chula Vista, CA
    San Ysidro, CA
    La Mesa, CA
    Chula Vista, CA
    San Diego, CA
    El Cajon, CA
    Del Mar, CA
    San Diego, CA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
    La Jolla, CA
    La Jolla, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Burbank, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Calumet Park, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Merrionette Park, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2006-11-02 → 2012-10-01
    Chase Investment Services Corp.
    St. Albans, WV
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Oxford, OH
    Indianapolis, IN
    Lafayette, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    West Lafayette, IN
    Brownsburg, IN
    Crawfordsville, IN
    Avon, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Westfield, IN
    Noblesville, IN
    Lafayette, IN
    Indianapolis, IN
    Avon, IN
    Crawfordsville, IN
    Brownsburg, IN
    Lafayette, IN
    Lafayette, IN
    Plainfield, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    West Lafayette, IN
    Indianapolis, IN
    Zionsville, IN
    Crawfordsville, IN
    Indianapolis, IN
    Indianapolis, IN
    Dayton, OH
    Plainfield, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Brownsburg, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Brownsburg, IN
    Westfield, IN
    Milford, OH
    Dayton, OH
    Florence, KY
    Cincinnati, OH
    Williamsburg, OH
    Cincinnati, OH
    Centerville, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Bellevue, KY
    Crescent Springs, KY
    Florence, KY
    Amelia, OH
    Milford, OH
    Springboro, OH
    Bethel, OH
    Cincinnati, OH
    West Chester, OH
    Burlington, KY
    Ft. Thomas, KY
    Batavia, OH
    Cincinnati, OH
    Loveland, OH
    Wheeling, IL
    Indianapolis, IN
    Bloomington, IN
    Clendenin, WV
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Franklin, IN
    Greenfield, IN
    Indianapolis, IN
    Bloomington, IN
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
    Bedford, IN
    Bloomington, IN
    Indianapolis, IN
    Indianapolis, IN
    Shelbyville, IN
    Bloomington, IN
    Greenwood, IN
    Bloomington, IN
    Bloomington, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Mooresville, IN
    Beech Grove, IN
    Indianapolis, IN
    Mundelein, IL
    Palatine, IL
    Palatine, IL
    Arlington Heights, IL
    Libertyville, IL
    Riverwoods, IL
    Vernon Hills, IL
    Waukegan, IL
    Arlington Heights, IL
    Buffalo Grove, IL
    Libertyville, IL
    Mt. Prospect, IL
    Mt. Prospect, IL
    Mundelein, IL
    Palatine, IL
    Bannockburn, IL
    Buffalo Grove, IL
    Chicago, IL
    Palatine, IL
    Rolling Meadows, IL
    Buffalo Grove, IL
    Lake Bluff, IL
    Buffalo Grove, IL
    Round Lake, IL
    Bloomington, IN
    Indianapolis, IN
    Indianapolis, IN
    Carmel, IN
    Noblesville, IN
    Fishers, IN
    Lafayette, IN
    Carmel, IN
    Carmel, IN
    Fishers, IN
    Indianapolis, IN
    Indianapolis, IN
    Fishers, IN
    Carmel, IN
    Indianapolis, IN
    Fishers, IN
    Noblesville, IN
    Indianapolis, IN
    Indianapolis, IN
    Westfield, IN
    Noblesville, IN
    Noblesville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-31
S63 Uniform Securities Agent State Law Examination 2004-12-31
  • S65 Uniform Investment Adviser Law Examination
    2006-10-31
  • S63 Uniform Securities Agent State Law Examination
    2004-12-31
Other Names
  • Rebecca Morgan Haley
  • Rebecca Morgan Haley
  • Rebecca Morgan Mertz
  • Morgan Busalacchi
  • R. Morgan Busalacchi

View on SEC IAPD

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