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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-04
LA RA APPROVED 2015-09-25
  • TX RA
    APPROVED
    Since 2015-12-04
  • LA RA
    APPROVED
    Since 2015-09-25

Branch Locations

1900 N 18Th St Ste 700, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Monroe LA 09/2015 Present
  • 09/2015 → Present
    Raymond James & Associates
    Monroe, LA
Previous Registrations
  • 2012-10-01 → 2015-10-07
    Monroe, LA
    West Monroe, LA
    Monroe, LA
    Monroe, LA
    Monroe, LA
    Monroe, LA
    Monroe, LA
    Monroe, LA
    Monroe, LA
  • 2010-10-15 → 2012-10-01
    Chase Investment Services Corp.
    Monroe, LA
    Monroe, LA
    Monroe, LA
    Monroe, LA
    Monroe, LA
    West Monroe, LA
Other Businesses

(1)Name of Business: St Frederick High School Finance Committee Address: 3300 Westminster Avenue, Monroe, LA, 71201, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 08/09/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To Review Current School Financials and Provide Financial Recommendations to the Board in Reference to Budgeting/Spending and Investments Based on the Investment Policy Statement Outlined by St Frederick High School.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-24
S63 Uniform Securities Agent State Law Examination 2009-05-26
  • S66 Uniform Combined State Law Examination
    2017-07-24
  • S63 Uniform Securities Agent State Law Examination
    2009-05-26
Other Names
  • Jason Tiser

View on SEC IAPD

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