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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-08 |
| MN | RA | APPROVED | 2025-10-07 |
Branch Locations
137 East Main St., Caledonia, MN 55902 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1530 Greenview Drive Southwest Suite 103, Rochester, MN 55902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual/United Of Omaha | La Crosse | WI | 02/2004 | 10/2025 |
| Farmland | Mayville | MN | 06/1999 | Present |
| Lpl Financial, Llc | Caledonia | MN | 10/2025 | Present |
1- 09/2025 / David P Pieper / Non-Variable Insurance / Investment Related / 16 hrs mth / 1 hr during trading / Caledonia, MN / Start date: 10/06/2025 2- 09/2025 / Discovery Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 200 hrs mth / At reported business location(s) 3- 09/2025 / Caledonia Inn / Business Owner / Not Investment Related / 20 hrs mth / Caledonia, MN / Start date: 01/01/2017 4- 09/2025 / Pieper Farms / Farm / Not Investment Related / 20 hrs mth / Caledonia, MN / Start date: 04/04/1999
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-11 |
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