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Brian Lee Trost

Wells Fargo Clearing Services, LLC

Gilbert, AZ

Salt Lake City, UT

CRD 4749267

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-01-24
TX RA APPROVED_RES 2020-01-16
AZ RA APPROVED 2016-01-20
NV RA APPROVED 2013-01-16
WA RA APPROVED 2005-09-02
  • UT RA
    APPROVED
    Since 2020-01-24
  • TX RA
    APPROVED_RES
    Since 2020-01-16
  • AZ RA
    APPROVED
    Since 2016-01-20
  • NV RA
    APPROVED
    Since 2013-01-16
  • WA RA
    APPROVED
    Since 2005-09-02

Branch Locations

161 E Rivulon Blvd 2Nd Floor, Suite 201, Gilbert, AZ 85297 • United States

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
Previous Registrations
  • 2004-03-25 → 2005-09-09
    A. G. Edwards & Sons, Inc.
    Kirkland, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
  • S66 Uniform Combined State Law Examination
    2004-03-24
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

WATTS GWILLIAM & COMPANY, LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam

Nearby Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ

More in Gilbert, AZ

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