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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-26
NJ RA APPROVED 2010-09-10
  • TX RA
    APPROVED_RES
    Since 2011-01-26
  • NJ RA
    APPROVED
    Since 2010-09-10

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Morris Town NJ 09/2010 Present
Previous Registrations
Other Businesses

I*2068278, Entity Type Fiduciary, Name of OBA: SL Address: Fairfield, New Jersey, 07004 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 29/Oct/2024 No Hours: 0 No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-09
  • S66 Uniform Combined State Law Examination
    2005-06-09
Other Names
  • Caitlin Gilligan

View on SEC IAPD

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