Richard Lee

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 11/2020
  Tdameritrade, Inc
  Reston, VA
• 11/2020 → Present
  Fidelity Investments
  Seal Beach, CA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-01-20 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Los Angeles, CA
• 2011-04-12 → 2020-11-26
  Td Ameritrade, Inc.
  Reston, VA
  Campbell, CA
  Menlo Park, CA
• 2011-04-21 → 2020-11-26
  Td Ameritrade Investment Management, Llc
  Reston, VA
  Campbell, CA
  E. Palo Alto, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-04-08
• S63 Uniform Securities Agent State Law Examination
  2004-06-21

Other Names

• Richard Lee
• Richard Hiram Lee