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Richard Lee

Strategic Advisers LLC

Los Angeles, CA

Los Angeles, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

2000 Avenue Of The Stars N. Tower, Los Angeles, CA 90067-4700 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade, Inc Reston VA 03/2011 11/2020
Fidelity Investments Seal Beach CA 11/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2011 → 11/2020
    Tdameritrade, Inc
    Reston, VA
  • 11/2020 → Present
    Fidelity Investments
    Seal Beach, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-01-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Los Angeles, CA
  • 2011-04-12 → 2020-11-26
    Td Ameritrade, Inc.
    Reston, VA
    Campbell, CA
    Menlo Park, CA
  • 2011-04-21 → 2020-11-26
    Td Ameritrade Investment Management, Llc
    Reston, VA
    Campbell, CA
    E. Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-08
S63 Uniform Securities Agent State Law Examination 2004-06-21
  • S66 Uniform Combined State Law Examination
    2011-04-08
  • S63 Uniform Securities Agent State Law Examination
    2004-06-21
Other Names
  • Richard Lee
  • Richard Hiram Lee

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
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Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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