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Kimberly Michelle Hayes

LPl Financial LLC

Overland Park, KS

Kansas City, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-08-07
MO RA APPROVED 2023-05-01
  • KS RA
    APPROVED
    Since 2025-08-07
  • MO RA
    APPROVED
    Since 2023-05-01

Branch Locations

4400 College Blvd, Ste 101, Overland Park, KS 66211 • United States

4700 Belleview Ave Ste 410, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 11/2015 05/2021
Cfp Board Washington DC 05/2021 11/2022
Grow Lenexa KS 02/2019 02/2020
Lpl Financial Llc Kansas City MO 03/2023 Present
Unemployed Overland Park KS 12/2022 03/2023
  • 11/2015 → 05/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 05/2021 → 11/2022
    Cfp Board
    Washington, DC
  • 02/2019 → 02/2020
    Grow
    Lenexa, KS
  • 03/2023 → Present
    Lpl Financial Llc
    Kansas City, MO
  • 12/2022 → 03/2023
    Unemployed
    Overland Park, KS
Previous Registrations
  • 2016-01-20 → 2021-05-13
    Waddell & Reed
    Overland Park, KS
  • 2014-10-14 → 2015-11-25
    Cetera Advisors Llc
    Overland Park, KS
  • 2000-12-01 → 2008-04-04
    Spectrum Wealth Advisors, Inc.
    Overland Park, KS
Other Businesses

1) 04/2023 - BMG Advisors - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-20
S63 Uniform Securities Agent State Law Examination 2000-03-21
  • S65 Uniform Investment Adviser Law Examination
    2000-04-20
  • S63 Uniform Securities Agent State Law Examination
    2000-03-21
Designations
Other Names
  • Kimberly Michelle Faler
  • Kimberly Michelle Slattery
  • Kimberly Michelle Luyet

View on SEC IAPD

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