Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2017-04-18
  • HI RA
    APPROVED
    Since 2017-04-18

Branch Locations

45-1144 Kamehameha Hwy, Kaneohe, HI 96744 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Savings Bank Honolulu HI 06/2010 Present
Lpl Financial Llc Kaneohe HI 07/2011 04/2017
Cetera Investment Services Llc St Cloud MN 04/2017 Present
Cetera Investment Advisers Llc Kaneohe HI 04/2017 Present
Previous Registrations
  • 2011-07-05 → 2017-04-27
    Honolulu, HI
    Kaneohe, HI
    Laie, HI
    Kaneohe, HI
    Kailua, HI
  • 2010-07-07 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Kaneohe, HI
    Kaneohe, HI
    Honolulu, HI
    Laie, HI
  • 2005-03-07 → 2010-06-22
    Bancwest Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-01
  • S66 Uniform Combined State Law Examination
    2004-04-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kaneohe, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor