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Lindsey Shaffner

Strategic Advisers LLC

New Haven, CT

Branford, CT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-10
CT RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-10-10
  • CT RA
    APPROVED
    Since 2025-03-31

Branch Locations

265 Church St One Century Tower, New Haven, CT 06510-7013 • United States

Branford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 07/2007 08/2021
Ct Shoreline Fitness, Inc Dba F45 Training Branford Ct Branford CT 08/2021 11/2023
Lpl Financial Llc Shelton CT 01/2023 11/2023
Fidelity Investments New Haven CT 11/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2007 → 08/2021
    Neuberger Berman, Llc
    New York, NY
  • 08/2021 → 11/2023
    Ct Shoreline Fitness, Inc Dba F45 Training Branford Ct
    Branford, CT
  • 01/2023 → 11/2023
    Lpl Financial Llc
    Shelton, CT
  • 11/2023 → Present
    Fidelity Investments
    New Haven, CT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-02-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    New Haven, CT
  • 2023-10-11 → 2023-11-16
    Lpl Financial Llc
    Shelton, CT
    Madison, CT
    Shelton, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-10
S63 Uniform Securities Agent State Law Examination 2007-07-26
  • S66 Uniform Combined State Law Examination
    2023-10-10
  • S63 Uniform Securities Agent State Law Examination
    2007-07-26
Other Names
  • Lindsey J Shaffner
  • Lindsey Jeanette Shaffner

View on SEC IAPD

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CHARLES FRANCIS KREITLER
DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS
ALYSE ROSE UZARSKI
Beau T Tillinghast
MARC A. CIOCIOLA
DAVID LEWIS KING
Wiktor Wozniak

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LPL FINANCIAL LLC · NEW HAVEN, CT
RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEW HAVEN, CT
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