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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-11
TX RA APPROVED_RES 2022-02-11
NY RA APPROVED 2021-06-14
  • CT RA
    APPROVED
    Since 2022-05-11
  • TX RA
    APPROVED_RES
    Since 2022-02-11
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Two Stamford Plaza 281 Tresser Boulevard Suite 1004, Stamford, CT 06901 • United States

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Westport, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company New Yor NY 07/2007 Present
Mml Investors Services, Llc New York NY 07/2007 Present
Previous Registrations
Other Businesses

Name: Ari Greenman / Lenox Advisors Inv rel: Y Add: 90 Park Avenue 18th Floor, New York, NY 10016 Nature: Ind Life Ins, Health Ins, Grp Life Ins, Grp Health Ins Position: Sales/Agent Start date: 06/01/2007 No. HR/MO:20 No. HR/MO during sec trading: 20

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-11
  • S66 Uniform Combined State Law Examination
    2004-02-11
Designations

View on SEC IAPD

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