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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-10-25
  • VA RA
    APPROVED
    Since 2016-10-25

Branch Locations

Purcellville, VA • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 11/2014 09/2016
Charles Schwab & Co., Inc. Purcellville VA 09/2016 Present
Charles Schwab Bank Reston VA 09/2016 11/2023
Td Ameritrade, Inc. Reston VA 02/2022 06/2024
  • 11/2014 → 09/2016
    Ameriprise Financial Services, Inc.
    Vienna, VA
  • 09/2016 → Present
    Purcellville, VA
  • 09/2016 → 11/2023
    Charles Schwab Bank
    Reston, VA
  • 02/2022 → 06/2024
    Td Ameritrade, Inc.
    Reston, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-23
  • S66 Uniform Combined State Law Examination
    2004-06-23

View on SEC IAPD

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