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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-21 |
| GA | RA | APPROVED | 2007-04-26 |
Branch Locations
598 South Milledge Ave Ste 1, Athens, GA 30605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Athens | GA | 04/2007 | Present |
| Truxton Trust | Athens | GA | 06/2014 | Present |
(1) 09/24/2012 - Less Than A Mile, LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - AT REPORTED BUSINESS LOCATION - Share a beach home with 7 other partners though an LLC. No title, duties or authority. Each partner pays into LLC in order to make payments on house so there was technically $0.00 initial investment for all parties - 2% TIME SPENT. (2) 10/03/2012 - Berry College Planned Giving Council - Community, Civic and Charitable Board - NOT INV REL - AT REPORTED BUSINESS LOCATION - On the non-paid voluntary board for Planned Giving for Berry College. Title would be "board member". No duties and no authority. (3) 06/16/2014 - Truxton Securities - DBA for LPL Business (entity for LPL business) - Truxton Securities - INV REL - AT REPORTED BUSINESS LOCATION - Under this name there are no other services rendered. We do sell insurance through LPL ONLY out of this office - OBA 06/22/2014 - 40 HRS PER MONTH/40 HRS DURING TRADING. (4) 7/15/2020 - Truxton Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Start Date: 7/1/2020 - 20 Hours Per Month/10 Hours During Securities Trading - Relationship management and business development role for the Trust Management area of Truxton Trust. 5) 09/12/2025 - RMB Dependable Services - Not Investment Related - Family Business - Home Based - Start Date:08/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-29 |
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