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Kevin Scott Brodrick

LPl Financial LLC

Athens, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-21
GA RA APPROVED 2007-04-26
  • TX RA
    APPROVED_RES
    Since 2018-03-21
  • GA RA
    APPROVED
    Since 2007-04-26

Branch Locations

598 South Milledge Ave Ste 1, Athens, GA 30605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Athens GA 04/2007 Present
Truxton Trust Athens GA 06/2014 Present
  • 04/2007 → Present
    Athens, GA
  • 06/2014 → Present
    Truxton Trust
    Athens, GA
Previous Registrations
  • 2006-03-08 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Watkinsville, GA
    Athens, GA
    Watkinsville, GA
    Athens, GA
    Athens, GA
  • 2004-01-30 → 2006-02-17
    Truist Investment Services, Inc.
    Athens, GA
    Athens, GA
    Athens, GA
Other Businesses

(1) 09/24/2012 - Less Than A Mile, LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - AT REPORTED BUSINESS LOCATION - Share a beach home with 7 other partners though an LLC. No title, duties or authority. Each partner pays into LLC in order to make payments on house so there was technically $0.00 initial investment for all parties - 2% TIME SPENT. (2) 10/03/2012 - Berry College Planned Giving Council - Community, Civic and Charitable Board - NOT INV REL - AT REPORTED BUSINESS LOCATION - On the non-paid voluntary board for Planned Giving for Berry College. Title would be "board member". No duties and no authority. (3) 06/16/2014 - Truxton Securities - DBA for LPL Business (entity for LPL business) - Truxton Securities - INV REL - AT REPORTED BUSINESS LOCATION - Under this name there are no other services rendered. We do sell insurance through LPL ONLY out of this office - OBA 06/22/2014 - 40 HRS PER MONTH/40 HRS DURING TRADING. (4) 7/15/2020 - Truxton Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Start Date: 7/1/2020 - 20 Hours Per Month/10 Hours During Securities Trading - Relationship management and business development role for the Trust Management area of Truxton Trust. 5) 09/12/2025 - RMB Dependable Services - Not Investment Related - Family Business - Home Based - Start Date:08/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-29
  • S66 Uniform Combined State Law Examination
    2004-01-29

View on SEC IAPD

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