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Joseph Allen Thomas

Edward Jones

Hartsville, SC

CRD 4748406

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-06
SC RA APPROVED 2006-05-09
  • TX RA
    APPROVED_RES
    Since 2024-06-06
  • SC RA
    APPROVED
    Since 2006-05-09

Branch Locations

310 West Home Avenue, Hartsville, SC 29550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-20
S63 Uniform Securities Agent State Law Examination 2004-04-29
  • S65 Uniform Investment Adviser Law Examination
    2006-01-20
  • S63 Uniform Securities Agent State Law Examination
    2004-04-29
Designations
  • Chartered Financial Consultant
Other Names
  • John Thomas
  • Joseph Thomas

View on SEC IAPD

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