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Current Employers
Olea Advisory Services

1250 S. Pine Island Road Suite 225, Plantation, FL 33324 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-10
  • FL RA
    APPROVED
    Since 2026-04-10

Branch Locations

1250 S. Pine Island Road Suite 225, Plantation, FL 33324 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lwm Advisory Services, Llc Plantation FL 04/2016 03/2026
Lpl Financial Llc Plantation FL 04/2016 Present
Previous Registrations
  • 2016-04-22 → 2026-03-17
    Plantation, FL
  • 2015-07-08 → 2016-04-15
    Bb&T Investment Services, Inc.
    Fort Lauderdale, FL
    Coral Springs, FL
    Charlotte, NC
    Sunrise, FL
    Davie, FL
    Plantation, FL
    Plantation, FL
    Boca Raton, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
  • 2011-01-04 → 2015-07-06
    Hollywood, FL
    Margate, FL
    Pembroke Pines, FL
    Sunrise, FL
    Fort Lauderdale, FL
    Pembroke Pines, FL
    Fort Lauderdale, FL
    North Miami Beach, FL
    Davie, FL
    Hollywood, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Miami Gardens, FL
    Miramar, FL
    Pembroke Pines, FL
    Hollywood, FL
  • 2006-11-29 → 2007-02-26
    Cuna Brokerage Services, Inc.
    Miramar, FL
  • 2005-03-30 → 2006-10-13
    Ifmg Securities, Inc.
    Hollywood, FL
    Lauderdale-By-The-Sea, FL
    Lighthouse Point, FL
    Ft. Lauderdale, FL
    Lighthouse Point, FL
    Aventura, FL
    Lauderdale Lakes, FL
    Pompano Beach, FL
  • 2004-07-08 → 2005-03-15
    A. G. Edwards & Sons, Inc.
    Fort Lauderdale, FL
Other Businesses

1) 5/2/2016: Legacy Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 2 Hours Per Month During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 2) 5/9/2016: Legacy Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 2 Hours Per Month During Securities Trading - Life, Health, Disability, Long-term Care. 3) 02/28/2017: RH Wealth Planning Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/01/2017 - 160 Hours Per Month/160 Hours During Securities Trading 4) 01/15/2026 - Olea Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/13/2026 - 200 hours per month/ during trading 5) 03/26/2026 - Olea Advisory Services LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/13/2026 - 200 hours per month/ during trading- I provide investment advisory services through Olea Advisory Services LLC, an independent investment advisor firm. I started this business activity in 01/2026. I expect to spend approximately 200 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-23
S66 Uniform Combined State Law Examination 2004-07-06
S63 Uniform Securities Agent State Law Examination 2004-05-06
  • S65 Uniform Investment Adviser Law Examination
    2010-12-23
  • S66 Uniform Combined State Law Examination
    2004-07-06
  • S63 Uniform Securities Agent State Law Examination
    2004-05-06
Designations

View on SEC IAPD

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