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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Villa Park | IL | 06/2014 | 08/2019 |
| Tantilla Financial Services | Downers Grove | IL | 06/2014 | 08/2019 |
| Princor Financial Services Corporation | Villa Park | IL | 06/2014 | 08/2019 |
| Voya Financial Advisors, Inc. | Villa Park | IL | 08/2019 | 06/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1) TANTILLA FINANCIAL, 449 SOUTH ARDMORE AVE, VILLA PARK, IL, 08/01/20, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10/MO- 2/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/24/20 3) CLEAN UP - GIVE BACK.ORG, 600 E. Algonquin Rd., Des Plaines IL 60016, 02/2023, Board Member, Volunteer, NIR, 8 HR/MO - 1 HR/MO TRADING. 4) TANTILLA FINANCIAL SERVICES, 449 SOUTH ARDMORE AVE, VILLA PARK IL 60181, 01/2025, Owner, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO, 140 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-09 |
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