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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-14
  • IL RA
    APPROVED
    Since 2020-07-14

Branch Locations

Villa Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Villa Park IL 06/2014 08/2019
Tantilla Financial Services Downers Grove IL 06/2014 08/2019
Princor Financial Services Corporation Villa Park IL 06/2014 08/2019
Voya Financial Advisors, Inc. Villa Park IL 08/2019 06/2020
Cambridge Investment Research, Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
  • 06/2014 → 08/2019
    Principal Life Insurance Company
    Villa Park, IL
  • 06/2014 → 08/2019
    Tantilla Financial Services
    Downers Grove, IL
  • 06/2014 → 08/2019
    Princor Financial Services Corporation
    Villa Park, IL
  • 08/2019 → 06/2020
    Villa Park, IL
  • 06/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) TANTILLA FINANCIAL, 449 SOUTH ARDMORE AVE, VILLA PARK, IL, 08/01/20, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10/MO- 2/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/24/20 3) CLEAN UP - GIVE BACK.ORG, 600 E. Algonquin Rd., Des Plaines IL 60016, 02/2023, Board Member, Volunteer, NIR, 8 HR/MO - 1 HR/MO TRADING. 4) TANTILLA FINANCIAL SERVICES, 449 SOUTH ARDMORE AVE, VILLA PARK IL 60181, 01/2025, Owner, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO, 140 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-12
S63 Uniform Securities Agent State Law Examination 2000-03-09
  • S65 Uniform Investment Adviser Law Examination
    2008-02-12
  • S63 Uniform Securities Agent State Law Examination
    2000-03-09
Other Names
  • Lawrence A. Tantilla
  • Larry Tantilla

View on SEC IAPD

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