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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-12-06
  • IN RA
    APPROVED
    Since 2023-12-06

Branch Locations

11 Municipal Dr Ste 150, Fishers, IN 46038 • United States

48 N Washington St, Bloomfield, IN 47424 • United States

2111 S Liberty Dr, Bloomington, IN 47403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Linton IN 01/2008 09/2021
Raymond James Financial Services, Inc. Linton IN 09/2021 07/2022
Raymond James Financial Services, Inc. Linton IN 07/2022 10/2023
Meek Financial Services Linton IN 02/2022 08/2023
Residential Rental Business Linton IN 01/2022 Present
Drl Properties, Llc Linton IN 01/2016 Present
Linton Civitan Club Linton IN 09/2014 Present
Raymond James Financial Services Advisors, Inc Linton IN 09/2023 10/2023
Meek Financial Linton IN 08/2023 10/2023
Lpl Financial Llc Bloomfield IN 12/2023 Present
Northwest Bank Bloomfield IN 10/2023 Present
  • 01/2008 → 09/2021
    Edward Jones
    Linton, IN
  • 09/2021 → 07/2022
    Raymond James Financial Services, Inc.
    Linton, IN
  • 07/2022 → 10/2023
    Raymond James Financial Services, Inc.
    Linton, IN
  • 02/2022 → 08/2023
    Meek Financial Services
    Linton, IN
  • 01/2022 → Present
    Residential Rental Business
    Linton, IN
  • 01/2016 → Present
    Drl Properties, Llc
    Linton, IN
  • 09/2014 → Present
    Linton Civitan Club
    Linton, IN
  • 09/2023 → 10/2023
    Linton, IN
  • 08/2023 → 10/2023
    Meek Financial
    Linton, IN
  • 12/2023 → Present
    Bloomfield, IN
  • 10/2023 → Present
    Northwest Bank
    Bloomfield, IN
Previous Registrations
Other Businesses

1) 12/06/2023 - Northwest Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s). 2) 12/06/2023 - Notary - Investment Related - NORTHWEST BANK - Linton, IN - Start: 10/30/2023. 3) 12/05/2024 - Deann Lehman - Real Estate Rental - Inv Rel - Linton, IN - Start: 04/04/2024 - 3 Hrs/Mth - 0 Hrs During Trading. 4) 10/01/2025 - Deann Lehman - Investment Related - Real Estate Rental - Linton, IN - Start Date:04/04/2024 - 3 Hrs/Mth - 0 Hrs During Trading. 5) 10/01/2025 - NORTHWEST BANK - Investment Related - Financial Institution Duty - At Reported Business Location(s) - Start Date:09/08/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-26
  • S66 Uniform Combined State Law Examination
    2023-08-26
Other Names
  • Deann Rose Wilson
  • Deann Rose Yung
  • Deann Rose Wolfe

View on SEC IAPD

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