Daniel W Rowles

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial Llc
  Dover, DE
• 12/2011 → Present
  Private Advisor Group, Llc
  Dover, DE

Previous Registrations

• 2009-09-08 → 2011-12-12
  Ridgeway Conger Advisory Services
  Dover, DE
  New Woodstock, NY
• 2005-05-31 → 2009-09-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dover, DE
  Dover, DE
• 2004-07-26 → 2005-04-28
  Pnc Wealth Management Llc
  Wilmington, DE
• 2004-03-12 → 2004-06-18
  Citigroup Global Markets Inc.
  Mclean, VA

Other Businesses

1. 12/07/2011 - Compass Investment Advisors, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/30/2012 - REGISTERED INVESTMENT ADVISOR / PRIVATE ADVISOR GROUP / HYBRID / 90% OF TIME SPENT. 3. 08/29/2017-Private Advisor Group- DBA:(Hybrid) Compass Investment Advisors LLC-Investment related -At reported business locaton(s) -Registered Investment Advisor DBA-start 12/11/2011-Hours per month 160/ Hours during trading 70-I provide investment advisory services through Private Advisor Group, LLC., an independent investment advisor firm. I started this business activity on 8/28/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/10/2022 - COMPASS INVESTMENT ADVISORS PT, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/31/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-02-25

Designations