Inactive

Barry Lawrence Goldberg

Fisher Investments

CRD 4748106

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-06
NY	RA	APPROVED	2021-02-14
PA	RA	APPROVED	2018-06-05

TX RA
APPROVED_RES

Since 2023-09-06
NY RA
APPROVED

Since 2021-02-14
PA RA
APPROVED

Since 2018-06-05

Branch Locations

Woodbury, NY • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Camas	WA	06/2018	Present
J. J. Burns & Company	Melville	NY	06/2016	05/2018

06/2018 → Present

Fisher Investments

Camas, WA
06/2016 → 05/2018

J. J. Burns & Company

Melville, NY

Previous Registrations

2015-08-24 → 2016-07-01

Emmes Wealth Management

Syosset, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-16
S63	Uniform Securities Agent State Law Examination	2004-05-15

S66 Uniform Combined State Law Examination

2014-05-16
S63 Uniform Securities Agent State Law Examination

2004-05-15

Other Names

Barry L Goldberg

View on SEC IAPD

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