Robert S. Allen

Current Employers

Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-20

FL RA
APPROVED

Since 2026-04-20

Branch Locations

201 N Franklin Street Ste. 2300, Tampa, FL 33602 • United States

Palm Harbor, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ernst & Young Investment Advisers Llp	Secaucus	NJ	04/2002	02/2022
Ernst & Young Investment Advisers Llp	Tampa	FL	10/2021	Present

04/2002 → 02/2022

Ernst & Young Investment Advisers Llp

Secaucus, NJ
10/2021 → Present

Ernst & Young Investment Advisers Llp

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-04

S65 Uniform Investment Adviser Law Examination

2004-02-04

View on SEC IAPD

Current Employers

Ernst & Young Investment Advisers Llp

Disclosures

Employment History

Exams

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