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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
CA RA APPROVED 2005-04-15
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • CA RA
    APPROVED
    Since 2005-04-15

Branch Locations

Palmdale, CA • United States

42305 10Th St W, Lancaster, CA 93534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Lancaster CA 01/2004 Present
Thrivent Financial For Lutherans Appleton WI 04/2004 Present
Other Businesses

LANCASTER WEST ROTARY SCHOLARSHIP FOUNDATION POSITION: President NATURE: The foundation's purpose is to issue scholarships which is done through the Antelope Valley College Foundation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 963 West Avenue J, Lancaster CA 93534, United States DESCRIPTION: Working with the AV College Foundation and Rotary members to schedule and complete interviews with scholarship candidates. Time is mostly concentrated during February to April each year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-24
  • S66 Uniform Combined State Law Examination
    2004-02-24

View on SEC IAPD

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