Kevin E. Mcgillivray

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2013-11-04

MA RA
APPROVED

Since 2013-11-04

Branch Locations

300 Brickstone Sq Ste 201 Ofc 235, Andover, MA 01810 • United States

Wakefield, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
K.E.M. Strategic Partners Llc	Danvers	MA	01/2008	Present
Kem Tax	Danvers	MA	01/2008	Present
Lpl Financial Llc	Danvers	MA	10/2013	Present

01/2008 → Present

K.E.M. Strategic Partners Llc

Danvers, MA
01/2008 → Present

Kem Tax

Danvers, MA
10/2013 → Present

Lpl Financial Llc

Danvers, MA

Previous Registrations

2003-01-07 → 2013-11-27

Trustee Empowerment & Protection, Inc.

Danvers, MA

Other Businesses

1. 10/30/2013 - KEM STRATEGIC PARTNERS, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 09/12/2014: NO BUSINESS NAME - INV REL - 17 MAPLE STREET, 2ND FLOOR, DANVERS MA 01923 - NOTARY - START 07/09/2004 - 1 HR/MO ALL DURING SECS TRDG HRS - NOTARIZE DOCUMENTS AS A CONVENIENCE FOR CLIENTS. 3. 2/26/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/13/2018 - 5 Hours Per Month During Securities Trading. 4. 12/27/2021 - KEMTAX - Investment Related - At Reported Business Location(s) and Home Based - Tax Prep/Accounting/CPA - Owner and Tax Preparer - Start Date: 01/01/2008 - 75 Hours Per Month/50 Hours During Securities Trading - Tax Prep.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-11

S66 Uniform Combined State Law Examination

2002-12-11

View on SEC IAPD