Travis Moser

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  New Bern, NC
• 11/2016 → 06/2023
  Wells Fargo Clearing Services, Llc
  New Bern, NC
• 06/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  New Bern, NC

Previous Registrations

• 2007-09-24 → 2023-06-15
  Wells Fargo Clearing Services, Llc
  New Bern, NC
  New Bern, NC

Other Businesses

AIKEN MOSER WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, NEW BERN, NC, 50% OWNERSHIP, START DATE 6/16/2023, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. HATM HOLDINGS, LLC; INV. RELATED; NEW BERN, NC; 50% OWNERSHIP; START DATE 10/1/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY - 403; INV RELATED;TRENT WOODS,NC; RENTED OR SOLD;100% OWNERSHIP; START DATE: 04/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-21
• S63 Uniform Securities Agent State Law Examination
  2004-01-20

Designations

• Certified Financial Planner

Other Names

• Travis Brown Moser