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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-15 |
| TX | RA | APPROVED | 2023-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New Bern | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Bern | NC | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | New Bern | NC | 06/2023 | Present |
AIKEN MOSER WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, NEW BERN, NC, 50% OWNERSHIP, START DATE 6/16/2023, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. HATM HOLDINGS, LLC; INV. RELATED; NEW BERN, NC; 50% OWNERSHIP; START DATE 10/1/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY - 403; INV RELATED;TRENT WOODS,NC; RENTED OR SOLD;100% OWNERSHIP; START DATE: 04/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-20 |
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