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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-28 |
| TX | RA | APPROVED | 2026-08-28 |
Branch Locations
44 Abele Road Suite 200, Bridgeville, PA 15017 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-18 |
| PA | RA | APPROVED | 2019-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Upper Saint Clair | PA | 03/2006 | 06/2019 |
| Bank Of America, N.A. | Upper St. Clair | PA | 05/2011 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Canonsburg | PA | 06/2019 | 08/2026 |
| Prospera Financial Services Inc. | Dallas | TX | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-19 |
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