Dorothy Tse Lee

Current Employers

Employment History

• 11/2017 → Present
  Lpl Financial Llc
  San Leandro, CA
• 06/2012 → 11/2017
  National Planning Corporation
  San Leandro, CA

Previous Registrations

• 2013-01-07 → 2017-11-29
  National Planning Corporation
  Walnut Creek, CA
  San Leandro, CA
  Berkely, CA

Other Businesses

1. 11/29/2017 - TRILOGY FINANCIAL SERVICES INC - Investment Related - 1400 FASHION ISLAND BLVD STE 1000, SAN MATEO CA 94404 - Non-Variable Insurance - FINANCIAL EXECUTIVE - Start Date 07/02/2012 - TRILOGY FINANCIAL SERVICES INC; FIXED INSURANCE SALES; Life insurance, Term. 2. 11/29/2017 - ACSIA PARTNERS - Investment Related - 1550 PARKSIDE DR SUITE 350 WALNUT CREEK CA 94596 - Non-Variable Insurance - PRINCIPAL - Start Date 1/12/2015 - 2 Hours Per Month / 0 Hours During Trading - ACSIA PARTNERS; FIXED INSURANCE; LTC. 3. 10/8/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/01/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Fixed insurance.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-17
• S63 Uniform Securities Agent State Law Examination
  2004-08-06

Other Names

• Dorothy Ping-Ching Tse
• Dorothy P Tse