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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-29 |
| CA | RA | APPROVED | 2022-02-09 |
Branch Locations
10422 San Pablo Ave, El Cerrito, CA 94530 • United States
2129 Shattuck Ave, Berkeley, CA 94704 • United States
6201 College Ave, Oakland, CA 94618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 12/2016 | Present |
| Sincere Home Decor | Oakland | CA | 10/2014 | 12/2016 |
I*879276, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: Castro Valley, California 94546, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 02/01/2022, No Hours: 1, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-04 |
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