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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-29
CA RA APPROVED 2022-02-09
  • TX RA
    APPROVED
    Since 2022-03-29
  • CA RA
    APPROVED
    Since 2022-02-09

Branch Locations

10422 San Pablo Ave, El Cerrito, CA 94530 • United States

2129 Shattuck Ave, Berkeley, CA 94704 • United States

6201 College Ave, Oakland, CA 94618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 12/2016 Present
Sincere Home Decor Oakland CA 10/2014 12/2016
Other Businesses

I*879276, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: Castro Valley, California 94546, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 02/01/2022, No Hours: 1, No Hours during trading: 0, Duties: Owner of Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-04
  • S66 Uniform Combined State Law Examination
    2022-02-04
Other Names
  • Matthew Wei

View on SEC IAPD

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