Kevin Thomas Fles

Current Employers

Employment History

• 06/2007 → Present
  Montgomery Bank
  Sikeston, MO
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-07-27 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA
• 2006-02-27 → 2007-06-14
  Uvest Financial Services Group, Inc.
  Poplar Bluff, MO
  Cape Girardeau, MO
  Poplar Bluff, MO

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/2018; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; 2. NAME OF OTHER BUSINESS: MONTGOMERY BANK - MONTGOMERY WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; START DATE: 07/2007; APX NUMBER OF HOURS PER WEEK: 39.5; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: HELP PEOPLE WITH FINANCIAL NEEDS; 3. NAME OF OTHER BUSINESS: DBA MONTGOMERY WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR INSURANCE AND FINANCIAL SERVICES; START DATE: 07/2007; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 39.5; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE AND FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-28
• S63 Uniform Securities Agent State Law Examination
  2004-01-22

Other Names

• Kevin Fles