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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-06-04
  • MD RA
    APPROVED
    Since 2020-06-04

Branch Locations

5550 Sterett Pl Ste 216, Columbia, MD 21044 • United States

Adamstown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Columbia MD 01/2020 Present
Us Army Audit Agency Fort Meade MD 09/2015 01/2020
James Allen Frederick MD 08/2011 01/2019
  • 01/2020 → Present
    Columbia, MD
  • 09/2015 → 01/2020
    Us Army Audit Agency
    Fort Meade, MD
  • 08/2011 → 01/2019
    James Allen
    Frederick, MD
Other Businesses

Board of Directors; Carroll Manor Elementary School PTA; Vice President; Adamstown Rd, , Adamstown, MD, 21710; Not Investment-Related; 07/01/2019; 1 to 9 hours per month; 0 during trading hours / Tuscarora Junior Titans; Vice President; PO Box 290, , Buckeystown, MD, 21717; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; TMCH LLC; Financial Advisor - Supporting advisor franchise practice.; ; 5550 Sterrett Place Suite 216, , Columbia, MD, 21044; Investment-Related; 03/09/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-17
  • S66 Uniform Combined State Law Examination
    2020-03-17
Other Names
  • Gregory W. Rooney

View on SEC IAPD

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