Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-21
  • NY RA
    APPROVED
    Since 2025-05-21

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford Bernstein Llc New York NY 09/2003 Present
  • 09/2003 → Present
    Sanford Bernstein Llc
    New York, NY
Previous Registrations
Other Businesses

1) 04/06/2025 - Prospect Gardens Condo Owners - Non-Profit Board Member - Non-Inv. Related - 249-251 16th Street, Brooklyn, NY 11215 - Start Date 01/01/2025 - 0-5 hrs per month / 0 during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-02-09
  • S63 Uniform Securities Agent State Law Examination
    2004-02-09
Designations
Other Names
  • Tara Thompson
  • Tara C Popernik
  • Tara Christine Thompson
  • Tara Christine Popernik
  • Tara Thompson Popernik

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor