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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Austin TX 01/2015 03/2017
Massmutual Life Insurance Co Austin TX 07/2016 Present
Mml Investors Services, Llc Austin TX 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Austin, TX
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Austin, TX
  • 03/2017 → Present
    Austin, TX
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Austin, TX
  • 2005-03-04 → 2015-01-02
    New England Securities
    Austin, TX
    Austin, TX
Other Businesses

INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - LIFE/ACCIDENT/HEALTH, LONG-TERM CARE -1 HOUR SECURITIES - SINCE 1/2008 INACTIVE CPA FROM RESIDENTIAL ADDRESS (2) NAME: GRACE LANE FINANCIAL PARTNERS, LLC INV REL: Y ADD: 807 LAS CIMAS PKWY. BLDG 2, SUITE 275, AUSTIN TX 78746 NATURE: PASS-THROUGH ENTITY FOR PROCESSING 1099 INCOME POSITION: OWNER START DATE: 03/20/2023 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: ADMINISTRATIVE (3) NAME: ESTATE OF CHESTER OREN DRAPER JR INV REL: Y ADD: RESIDENTIAL NATURE: EXECUTOR OF ESTATE POSITION: EXECUTOR START DATE: 9/7/2023 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0 DUTIES: IDENTFYING AND COLLECTING ASSETS OF THE ESTATE, SAFEGUARDING AND INVESTMENT OF THOSE ASSETS PENDING DISTRIBUTION TO BENEFICIARIES. THE PAYMENT OF DEBTS AND LIABILITIES OWED BY THE ESTATE, AND ULTIMATELY THE DISTRIBUTION OF ASSETS TO BENEFICIARIES IN ACCORDANCE WITH THE PROVISIONS OF THE WILL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-04
S63 Uniform Securities Agent State Law Examination 2004-01-26
  • S66 Uniform Combined State Law Examination
    2005-01-04
  • S63 Uniform Securities Agent State Law Examination
    2004-01-26
Other Names
  • Guy Draper

View on SEC IAPD

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