Andrew James Allen Head

Current Employers

Journey Financial Management, Llc

701 Dishman Ln Suite 2, Bowling Green, KY 42104 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2026-08-13
KY	RA	APPROVED	2025-12-17
TX	RA	APPROVED	2010-07-20

IN RA
APPROVED

Since 2026-08-13
KY RA
APPROVED

Since 2025-12-17
TX RA
APPROVED

Since 2010-07-20

Branch Locations

701 Dishman Ln Suite 2, Bowling Green, KY 42104 • United States

Bowling Green, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Journey Financial Management, Llc	Bowling Green	KY	06/2010	Present
Western Kentucky University - Center For Financial Success	Bowling Green	KY	07/2011	07/2025
Western Kentucky University	Bowling Green	KY	08/2015	Present

06/2010 → Present

Journey Financial Management, Llc

Bowling Green, KY
07/2011 → 07/2025

Western Kentucky University - Center For Financial Success

Bowling Green, KY
08/2015 → Present

Western Kentucky University

Bowling Green, KY

Previous Registrations

2009-06-30 → 2010-03-08

Raymond James Financial Services Advisors, Inc

Bowling Green, KY
2007-09-06 → 2009-06-30

Prospera Financial Services, Inc.

Glasgow, KY

Dallas, TX

Bowling Green, KY
2007-01-25 → 2007-07-20

Uvest Financial Services Group, Inc.

Jonesboro, AR
2004-05-24 → 2007-01-05

Wells Fargo Clearing Services, Llc

Bowling Green, KY

Bowling Green, KY
2004-04-07 → 2004-05-10

Ameriprise Financial Services, Llc

Franklin, TN

Other Businesses

Andrew James Allen Head - Licensed Insurance Agent; NON INVESTMENT-RELATED; 1359 Rolling Ridge Way, Bowling Green, KY 42103; 05/2005-Present; 1-2 Hours per Month; Assists clients with the evaluation and purchase of insurance policies. 2) WESTERN KENTUCKY UNIVERSITY DEPT. OF FINANCE; NON-INVESTMENT RELATED;1906 COLLEGE HEIGHTS BLVD., #21061, BOWLING GREEN, KY 42101-1061; UNIVERSITY BUSINESS COLLEGE; EDUCATOR; ASSOCIATE PROFESSOR OF FINANCE; 08/16/2010; 130 HRS/MONTH; 35 HRS/WEEK DURING TRADING HOURS; TEACH COURSES IN A CFP BOARD REGISTERED PROGRAM TO STUDENTS WHO ARE WORKING ON A BACHELOR'S DEGREE AND/OR HOPING TO SIT FOR THE CFP EXAM AND DIRECTOR OF THE CENTER FOR FINANCIAL SUCCESS, A FINANCIAL LITERACY OUTREACH INITIATIVE OF THE WKU DEPARTMENT OF FINANCE DEPARTMENT OF FINANCE. 3) WESTERN KENTUCKY UNIVERSITY; NON-INVESTMENT RELATED; 1906 COLLEGE HEIGHTS BLVD., #21061, BOWLING GREEN, KY 42101-1061; UNIVERSITY BUSINESS COLLEGE; APPOINTED CO-DIRECTOR OF THE WKU FINANCIAL PLANNING PROGRAM; 07/2025; 20 HRS/MONTH; 5 HRS/WEEK DURING TRADING HOURS; ASSIST THE DIRECTOR WITH THE FINANCIAL PLANNING PROGRAM AT THE UNIVERSITY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-06

S66 Uniform Combined State Law Examination

2004-04-06

Designations

Other Names

Andy James Allen Head

View on SEC IAPD