Andrew James Allen Head

Employer firm

Journey Financial Management, LLC CRD 153404

$57.9M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Journey Financial Management, Llc
  Bowling Green, KY
• 07/2011 → 07/2025
  Western Kentucky University - Center For Financial Success
  Bowling Green, KY
• 08/2015 → Present
  Western Kentucky University
  Bowling Green, KY

Previous Registrations

• 2009-06-30 → 2010-03-08
  Raymond James Financial Services Advisors, Inc
  Bowling Green, KY
• 2007-09-06 → 2009-06-30
  Prospera Financial Services, Inc.
  Glasgow, KY
  Dallas, TX
  Bowling Green, KY
• 2007-01-25 → 2007-07-20
  Uvest Financial Services Group, Inc.
  Jonesboro, AR
• 2004-05-24 → 2007-01-05
  Wells Fargo Clearing Services, Llc
  Bowling Green, KY
  Bowling Green, KY
• 2004-04-07 → 2004-05-10
  Ameriprise Financial Services, Llc
  Franklin, TN

Other Businesses

Andrew James Allen Head - Licensed Insurance Agent; NON INVESTMENT-RELATED; 1359 Rolling Ridge Way, Bowling Green, KY 42103; 05/2005-Present; 1-2 Hours per Month; Assists clients with the evaluation and purchase of insurance policies. 2) WESTERN KENTUCKY UNIVERSITY DEPT. OF FINANCE; NON-INVESTMENT RELATED;1906 COLLEGE HEIGHTS BLVD., #21061, BOWLING GREEN, KY 42101-1061; UNIVERSITY BUSINESS COLLEGE; EDUCATOR; ASSOCIATE PROFESSOR OF FINANCE; 08/16/2010; 130 HRS/MONTH; 35 HRS/WEEK DURING TRADING HOURS; TEACH COURSES IN A CFP BOARD REGISTERED PROGRAM TO STUDENTS WHO ARE WORKING ON A BACHELOR'S DEGREE AND/OR HOPING TO SIT FOR THE CFP EXAM AND DIRECTOR OF THE CENTER FOR FINANCIAL SUCCESS, A FINANCIAL LITERACY OUTREACH INITIATIVE OF THE WKU DEPARTMENT OF FINANCE DEPARTMENT OF FINANCE. 3) WESTERN KENTUCKY UNIVERSITY; NON-INVESTMENT RELATED; 1906 COLLEGE HEIGHTS BLVD., #21061, BOWLING GREEN, KY 42101-1061; UNIVERSITY BUSINESS COLLEGE; APPOINTED CO-DIRECTOR OF THE WKU FINANCIAL PLANNING PROGRAM; 07/2025; 20 HRS/MONTH; 5 HRS/WEEK DURING TRADING HOURS; ASSIST THE DIRECTOR WITH THE FINANCIAL PLANNING PROGRAM AT THE UNIVERSITY.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-06

Designations

• Certified Financial Planner

Other Names

• Andy James Allen Head