Alberto Esparza

Current Employers

Employment History

• 06/2001 → Present
  Wfgia
  Lombard, IL
• 10/2010 → Present
  Blue Cross Blue Shield
  Chicago, IL
• 01/2012 → 09/2025
  Transamerica Financial Advisors, Inc
  Lombard, IL
• 02/2015 → 09/2025
  Dream Builders, Inc.
  Lombard, IL
• 09/2025 → Present
  Innovation Partners Llc
  Charlotte, NC
• 09/2025 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2012-01-06 → 2025-09-09
  Transamerica Financial Advisors, Llc
  Downers Grove, IL
• 2010-11-19 → 2012-01-06
  Investment Advisors International, Inc.
  Oak Brook, IL

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. 1)BLUE CROSS BLUE SHIELD OF ILLINOIS NOT INVESTMENT RELATED, CHICAGO, IL, HEALTH INSURANCE SALES BUSINESS, INDEPENDENT CONTRACTOR, RELATIONSHIP TO OBA: SALES AGENT, START DATE: 10-2010, 5 HOURS DEVOTED TO OBA PER MONTH. ZERO HRS. DEVOTED TO OBA DURING SECURITIES TRADING HOURS. i'm AN INDEPENDENT SALES AGENT FOR THIS OBA AND UTILIZE THEIR PRODUCTS AND SERVICES OF CLIENTS OF MINE THAT NEED HEALTH INSURANCE SERVICES. 3-DREAM BUILDERS INC; NOT INVESTMENT RELATED; 1910 S HIGHLAND AVE, 103, LOMBARD IL 60148; PSS THRU ACCOUNT TO COLLECT OFFICE FEES AND PAY OFFICE RENT; REGISTERED AGENT;2/2015; 4 HRS/MONTH; 0 HRS/MONTH; USE CORPORATION TO COLLECT AND PAY OFFICE FEES TO LANDLORD 4) Name of Business: Vantage Financial Alliance Investment-Related Nature: Yes Address of the Other Business: Alpharetta, GA 3005 Nature of the Other Business: Insurance products Position, Title, or Relationship: Agent Start Date of the Relationship: 09/2025 Approximate Number of Hours per Month Devoted: 40 hrs/wk

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-12
• S63 Uniform Securities Agent State Law Examination
  2000-06-13