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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-17 |
| MO | RA | APPROVED | 2011-11-14 |
Branch Locations
1935 East Battlefield Rd Suite C, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Springfield | MO | 11/2011 | Present |
1. Arrowhead Arms; 839 E Guinevere Springfield MO 65807; Gunsmith/FFL Licensed dealer (5-43-077-01-9F-13432) at his home address; Owner/Sole Proprietership; Gunsmithing; affiliation started 06/01/2016; 10 hours per week; not during securities trading hours; Firearms and tools owned by himself; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-11 |
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