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Kelli Diane Rojas

401K Generation

Altamonte Springs,, FL

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Current Employers
401K Generation

237 S Westmonte Drive Suite 300, Altamonte Springs,, FL 32714 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

237 S Westmonte Drive Suite 300, Altamonte Springs,, FL 32714 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
401K Generation Altamonte Springs FL 01/2009 Present
Previous Registrations
  • 2010-08-19 → 2012-12-06
    Ruggie Wealth Management
    Tavares, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-01
  • S65 Uniform Investment Adviser Law Examination
    2010-06-01
Other Names
  • Kelli Diane Zuber

View on SEC IAPD

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Other Offices

SYNERGY INVESTMENT MANAGEMENT LLC · ALTAMONTE SPRINGS, FL
LPL FINANCIAL LLC · ALTAMONTE SPRINGS, FL
AMERITAS ADVISORY SERVICES, LLC · ALTAMONTE SPG, FL
AMERITAS ADVISORY SERVICES, LLC · Altamonte Springs, FL
AMERITAS ADVISORY SERVICES, LLC · ALTAMONTE SPG, FL
CETERA INVESTMENT ADVISERS LLC · ALTAMONTE SPRINGS, FL
CETERA INVESTMENT ADVISERS LLC · ALTAMONTE SPRINGS, FL
OCCIDENTAL ASSET MANAGEMENT, LLC · Altamonte Springs, FL

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