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Kelli Diane Rojas

401K Generation

Altamonte Springs,, FL

CRD 4746719

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Employer firm

401K Generation CRD 154279

$156M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • ERISA 3 (16) SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
401K Generation

237 S Westmonte Drive Suite 300, Altamonte Springs,, FL 32714 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

237 S Westmonte Drive Suite 300, Altamonte Springs,, FL 32714 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
401K Generation Altamonte Springs FL 01/2009 Present
Previous Registrations
  • 2010-08-19 → 2012-12-06
    Ruggie Wealth Management
    Tavares, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-01
  • S65 Uniform Investment Adviser Law Examination
    2010-06-01
Other Names
  • Kelli Diane Zuber

View on SEC IAPD

Nearby Firms

SYNERGY INVESTMENT MANAGEMENT LLC
LPL FINANCIAL LLC
AMERITAS ADVISORY SERVICES, LLC

Nearby Investors

Eric Stauffer
GYASI MARSHALL
Marlene Jarrett Nitsch

Nearby Offices

SYNERGY INVESTMENT MANAGEMENT LLC · ALTAMONTE SPRINGS, FL
LPL FINANCIAL LLC · ALTAMONTE SPRINGS, FL
AMERITAS ADVISORY SERVICES, LLC · ALTAMONTE SPG, FL

More in Altamonte Springs,, FL

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