Thomas Robert Manning

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-12-18 → 2012-01-11
  Cantella & Co., Inc.
  East Greenwich, RI
  Malden, MA
  East Greenwich, RI
• 2006-12-18 → 2007-01-03
  Brecek & Young Advisors, Inc.
  East Greenwich, RI
• 2004-06-03 → 2006-12-31
  Compass Capital Corporation
  East Greenwich, RI

Other Businesses

1) THOMAS MANNING, 45 WOODS WAY, NORTH KINGSTOWN, RI, 02/01/1980. OWNER OF COMMERCIAL AND RESIDENTIAL RENTAL PROPERTIES. NIR-10/MO-4/TRADING. 2) LIFE INSURANCE AND ANNUITIES - 10HOURS PER MONTH, 3) TREASURER OF THE SEA S.A.- LAND DEVELOPMENT, 40% OWNER, 1 HOUR OUTSIDE TRADING HOURS PER MONTH DEVOTED TO THE BUSINESS. BOUGHT A PIECE OF LAND AND AM DEVELOPING THE LAND FOR 3 HOUSE LOTS. 4) THOMAS MANNING, 45 WOODS WAY NORTH KINGSTOWN, RI. PRESIDENT, AN INDEPENDENT INSURANCE AGENT SELLING HEALTH,LONG TERM CARE,FIXED ANNUITY,DISABILITY AND LIFE, SINCE 2/1/00, 5 HOURS WEEKLY, ALL DURING TRADING HOURS. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/01/2004 6) SYNTHESIS ADVISORS, 45 Woods Way, North Kingstown RI 02852, United States, 03/18/2024, Owner, Using a Trade Name/dba, INV REL, 160 HR/MO - 160 HR/MO TRADING 7) TRICERA 318 LINCOLN LLC, 318 Lincoln Road, Miami FL 33130, United States, 07/08/2024, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 8) TRICERA 625 LLC, 1101 Brickell Avenue, Suite S503, Miami FL 33331, United States, 03/31/2025, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-02
• S63 Uniform Securities Agent State Law Examination
  2000-05-02