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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
1111 Elm St. Suite 16A, West Springield, MA 01089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Slawski Cpa | West Springfield | MA | 01/1987 | Present |
| Avantax Investment Services, Inc. | West Springfield | MA | 01/2003 | 09/2025 |
| Avantax Advisory Services | West Springfield | MA | 06/2006 | 09/2025 |
| Avantax Insurance Services, Llc | West Springfield | MA | 01/2014 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) JJS Financial~'NIR'~1111 Elm St, Ste 16A~West Springfield~MA~01089~Other~Owner/Sole Proprietor~1/1/2004~160hrs~130hrs~Operational/Marketing Name Only 2) James J Slawski CPA~'NIR'~1111 Elm St Ste 16A~WEST SPRINGFIELD~MA~01089~Tax Preparation/Accounting~Accountant/Bookkeeper~1/6/2004~200hrs~100hrs~CPA|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-01-14 |
| S65 | Uniform Investment Adviser Law Examination | 2003-11-15 |
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