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Inactive

Seth Joseph Kelly

Mariner

Foxborough, MA

Dedham, MA

Portsmouth, RI

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-05-15
RI RA APPROVED 2023-05-12
TX RA APPROVED 2023-05-12
  • MA RA
    APPROVED
    Since 2023-05-15
  • RI RA
    APPROVED
    Since 2023-05-12
  • TX RA
    APPROVED
    Since 2023-05-12

Branch Locations

26 Patriot Place Suite 200, Foxborough, MA 02035 • United States

3 Allied Drive Suite 303, Dedham, MA 02026 • United States

21 King Charles Dr., Portsmouth, RI 02871 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 09/2013 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 05/2023
Mariner Wealth Advisors Overland Park KS 05/2023 Present
  • 09/2013 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 05/2023
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 05/2023 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
Other Businesses

Domestic Violence Resource Center of South County; not investment related, Wakefield, RI, Board Member, 2 hours per month, 0 during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-10
S63 Uniform Securities Agent State Law Examination 2004-03-12
  • S66 Uniform Combined State Law Examination
    2007-04-10
  • S63 Uniform Securities Agent State Law Examination
    2004-03-12
Designations

View on SEC IAPD

Other Firms

CAPTRUST
BETRO MILESZKO & COMPANY
EDWARD JONES
CITIZENS SECURITIES, INC.
LPL FINANCIAL LLC
TD PRIVATE CLIENT WEALTH LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BRIDGEPORT FINANCIAL SOLUTIONS

Other Investors

EDWARD CHRISTOPHER BURKE
JOHN MICHAEL MILESZKO
FELIX SCHELLER BETRO
Brian Edwin Smith
Michael C Marge
JON MATTHEW GARVIN
Kamryn Person
TIMOTHY L O'ROURKE

Other Offices

CAPTRUST · Foxborough, MA
BETRO MILESZKO & COMPANY · FOXBORO, MA
EDWARD JONES · FOXBORO, MA
CITIZENS SECURITIES, INC. · FOXBORO, MA
LPL FINANCIAL LLC · FOXBORO, MA
TD PRIVATE CLIENT WEALTH LLC · Foxborough, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Boxborough, MA
BRIDGEPORT FINANCIAL SOLUTIONS · Boxborough, MA

More in Foxborough, MA

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