Seth Joseph Kelly

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 11/2018
  Edelman Financial Services Llc
  Fairfax, VA
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → 05/2023
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 05/2023 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2018-11-01 → 2023-06-06
  Edelman Financial Engines
  Foxboro, MA
• 2013-09-17 → 2018-11-01
  Edelman Financial Services, Llc
  Needham, MA
  Fairfax, VA
  Foxboro, MA
  Mansfield, MA
  Newton, MA
• 2012-02-13 → 2013-09-04
  Tiaa-Cref Individual & Institutional Services, Llc
  Waltham, MA
  Providence, RI
• 2007-04-13 → 2012-01-17
  Strategic Advisers Llc
  Merrimack, NH
  Jacksonville, FL

Other Businesses

Domestic Violence Resource Center of South County; not investment related, Wakefield, RI, Board Member, 2 hours per month, 0 during trading hours

Exams

• S66 Uniform Combined State Law Examination
  2007-04-10
• S63 Uniform Securities Agent State Law Examination
  2004-03-12

Designations

• Certified Financial Planner