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Robert Allen Gage

Morgan Stanley

Peoria, AZ

Barrington, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-24
TX RA APPROVED 2016-09-12
IL RA APPROVED 2009-06-01
  • AZ RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 2016-09-12
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

16155 North 83Rd Avenue Suite 100, Peoria, AZ 85382 • United States

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Peoria AZ 04/2015 Present
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2015 → Present
    Morgan Stanley Smith Barney Llc
    Peoria, AZ
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Riverwoods, IL
  • 2004-03-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Riverwoods, IL
    Riverwoods, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-20
  • S66 Uniform Combined State Law Examination
    2004-03-20
Other Names
  • Robert Gage
  • Robert Allen Gage

View on SEC IAPD

Other Firms

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TACTIVE ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KINGDOM FINANCIAL GROUP, LLC
IP FINANCIAL ADVISORY SERVICES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

John Edward Fanning
Amy Caroline Jones
BERT ALLEN COOPER
THERESA ANN FANNING
JONATHON ALLEN STAATS
JOSHUA ALLEN COOPER
Kenneth R Hartley
SHERRY ANN HARDIN

Other Offices

CLARUS WEALTH ADVISORS, LLC · PEORIA, AZ
EDWARD JONES · PEORIA, AZ
EDWARD JONES · SUN CITY, AZ
J.P. MORGAN SECURITIES LLC · PEORIA, AZ
TACTIVE ADVISORS, LLC · Peoria, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
KINGDOM FINANCIAL GROUP, LLC · PEORIA, AZ

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